We run the firm behind your practice.
Having spent years helping advisors/teams building RIAs many have chosen to outsource many of the day-to-day tasks so we built a firm that is an easy plug-in. Technology, compliance, custody, and infrastructure are handled under our established RIA, so your time goes to clients rather than operations.
You affiliate with Breakaway Independent Advisors, LLC, an established fee-only registered investment advisor, as an independent contractor. There is no entity to form, no Form ADV to file, and no registration to maintain. Most advisors join under their own brand and continue serving clients under the name they have already built.
Portfolio management, CRM, trading and rebalancing, client billing, and performance reporting run on Advyzon, already configured and integrated. A client website portal is included, and add-on financial planning tools or additional technology can be layered on at your election.
Supervision under our RIA covers the ongoing obligations: code of ethics, books and records, advertising and marketing review, client agreements, annual ADV updates, and audit preparation. You get a compliance framework that already exists rather than one you have to write.
We hold established custodial contracts with Altruist, including negotiated custody pricing. Client accounts are opened directly at the custodian, and we support the transfer paperwork that makes the client transition orderly.
Affiliation includes IT support, a cybersecurity program built to regulatory expectations, and E&O and cyber insurance coverage, the operational protections an independent practice would otherwise source and pay for separately.
Advisors typically affiliate under their own brand identity. Where a new or refreshed brand is needed, we can help with naming, logo and identity, business cards and stationery, pitch decks, marketing collateral, website design, and copywriting, all reviewed against advertising rules before it goes out.
Four phases from first call to fully transitioned.
Evaluate
Review your book, current agreements, brand, and the economics of affiliating.
Affiliate
Sign the independent contractor agreement and complete onboarding under our RIA.
Build
Configure your Advyzon stack, custodial accounts, and client-facing materials.
Transition
Client outreach, account transfers, and ongoing supervision and support.
Tell us about your practice and we’ll walk through the platform, the economics, and the transition timeline.